Briefing, notes and sources

HIPAA breaches and enforcement, Q3 2026

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Supporting material

The tables, method and sources behind the briefing.

This page carries the supporting material for the briefing. It covers the last 12 months measure by measure, the third quarter, vendor involvement, every OCR enforcement action in the last two years, what OCR cited, the description gap, what closed cases say, the longer view and how we built and checked the data. Figures reflect the HHS breach portal and OCR's enforcement list as downloaded and checked on November 7, 2026.

The last 12 months, measure by measure

Large breach reports (500 or more people) on the HHS breach portal, counted by the date the report reached OCR. People affected are the counts shown on the portal in our November 7, 2026 download.

MeasureOctober 2025 to September 2026October 2024 to September 2025
Large breach reports778820
People affected (sum of reports)146.8 million91.9 million
Median breach size4,5765,226
Breaches of 100,000 or more people68113
Breaches of 1 million or more people1618
Hacking/IT incident, share of reports83.7%82.3%
Hacking/IT incident, share of people98.5%92.5%
Unauthorized access or disclosure, reports121132
Theft, reports29
Loss, reports22
Data on a network server, reports546515
Data in email, reports159215
Electronic medical record, reports4635
Paper or films, reports3341
Reports filed by health care providers572622
Reports filed by health plans8853
Reports filed by business associates118142
Business associate flagged, share of reports34.3%33.5%
Business associate flagged, share of people66.8%33.3%

A report can list more than one breach type and location. The largest reports in the last 12 months were Conduent Business Services (business associate, 62.2 million, October 2025), DentaQuest (15.0 million), Aesto (9.5 million), Lumexa Imaging (5.8 million) and AdaptHealth (4.1 million). The largest in the 12 months before were Aflac (13.9 million), Episource (6.7 million), Yale New Haven Health System (5.6 million), Blue Shield of California (4.7 million) and PIH Health (2.9 million).

From January to September (same dates each year), 2026 had 600 reports and 79.2 million people, and 2025 had 633 and 74.1 million. Hacking was 85.7% of reports from January to September 2026 (82.0% in the same months of 2025), the highest share for those months in any year on the portal.

The third quarter in detail

MeasureQ3 2026Q2 2026Q3 2025
Large breach reports194187210
People affected45,159,90913,072,17429,876,836
Median breach size4,1584,0603,581
Breaches of 100,000 or more231323
Breaches of 1 million or more636
Hacking/IT incident, share of reports84.5%83.4%86.7%
Business associate flagged, share of reports27.8%30.5%33.3%
Business associate flagged, share of people44.5%27.4%14.7%
Reports filed by business associates302842
Largest Q3 2026 reportsTypePeopleSubmittedBusiness associate flagged
DentaQuest, LLCHealth plan15,000,000July 16, 2026No
Aesto, LLCBusiness associate9,540,683July 31, 2026Yes
AdaptHealth, LLCHealth care provider4,115,802August 14, 2026No
Unlimited Technology Systems, LLCBusiness associate3,803,750July 21, 2026Yes
CareCloud, Inc.Business associate3,756,469July 24, 2026Yes
Baylor GeneticsHealth care provider2,810,878August 14, 2026No
Paradigm Healthcare ServicesBusiness associate970,403September 14, 2026Yes

All seven were reported as hacking/IT incidents involving a network server. OCR posts reports with a delay. The newest report in this download was submitted October 15, 2026, so Q3 totals may still rise as late reports appear.

Vendor-flagged reports and the 43 percent figure

The portal's "Business Associate Present" flag is set when a business associate was involved, whoever filed the report. In the last 12 months the eight largest vendor-flagged reports were all filed by the vendors themselves. They were Conduent Business Services (62.2 million), Aesto (9.5 million), Unlimited Technology Systems (3.8 million), CareCloud (3.8 million), TriZetto Provider Solutions (3.4 million), Navia Benefit Solutions (2.2 million), Insightin Health (1.9 million) and Xsolis (1.4 million). Without Conduent, vendor-flagged reports cover about 42% of the people affected in the last 12 months.

For January to June 2026, our download has 406 reports and 34.0 million people, and the portal flags a business associate in 39.2% of them. HIPAA Journal counted 397 reports at mid-year and assigns breaches by where they happened; Insurance Business, citing its analysis, reported business associate involvement in 43% of large breaches. The two figures measure different things, so each should be cited with its own source.

Every OCR settlement and penalty in the last two years

HIPAA resolution agreements and civil money penalties announced from November 8, 2024 to November 7, 2026, newest first. The finding categories are our grouping of what OCR cited; each organization's name links to the HHS source. An action resolves a breach or complaint from earlier years.

AnnouncedOrganizationRoleAmountWhat happenedWhat OCR cited
October 29, 2026Lehigh Valley Health NetworkCovered entity$800,000ransomware with data theft (posted on dark web)Risk analysis; Activity review and audit controls; Breach notification (late or missing); Impermissible use or disclosure
October 8, 2026Dr. Linda L. Shen d/b/a Shen Smiles, P.C.Covered entity$140,000right of access delay; records stolen by workforce memberRight of access; Policies, procedures and training; Safeguards (general)
September 17, 2026Ambry Genetics CorporationCovered entity$700,000phishing (email account)Risk analysis; Access controls and termination
August 27, 2026Azul Vision, Inc.Covered entity$50,000right of access delayRight of access
July 29, 2026OSF Healthcare SystemCovered entity$552,250ransomware (Nephilim) with data theftRisk analysis; Breach notification (late or missing); Impermissible use or disclosure
June 18, 2026Spencer Gifts LLC Flexible Benefits and Welfare Benefit PlansCovered entity$450,000ransomwareRisk analysis; Policies, procedures and training
April 23, 2026Star Group, L.P. Health Benefits Plan (SG Health Plan)Covered entity$245,000ransomware with exfiltrationRisk analysis; Impermissible use or disclosure
April 23, 2026Consociate, Inc. d/b/a Consociate HealthVendor$225,000ransomware after phishingRisk analysis
April 23, 2026Assured Imaging Affiliated Covered EntitiesCovered entity$375,000ransomware (PYSA) with exfiltrationRisk analysis; Breach notification (late or missing); Impermissible use or disclosure
April 23, 2026Regional Women's Health Group, LLC d/b/a Axia Women's HealthCovered entity$320,000ransomware / network intrusionRisk analysis
March 5, 2026MMG Fusion, LLCVendor$10,000hacking (unauthorized access; PHI posted on dark web)Risk analysis; Breach notification (late or missing); Impermissible use or disclosure
February 19, 2026Top of the World Ranch Treatment Center, LLCCovered entity$103,000phishing (email account)Risk analysis
December 16, 2025Concentra, Inc.Covered entity$112,500right of access delayRight of access
September 30, 2025Cadia Healthcare Facilities (five facilities)Covered entity$182,000marketing disclosure (patient success stories online without authorization)Breach notification (late or missing); Impermissible use or disclosure; Safeguards (general)
August 18, 2025BST & Co. CPAs, LLPVendor$175,000ransomwareRisk analysis
July 23, 2025Syracuse ASC, LLC d/b/a Specialty Surgery Center of Central New YorkCovered entity$250,000ransomware (PYSA)Risk analysis; Breach notification (late or missing)
July 7, 2025Deer Oaks - The Behavioral Health SolutionCovered entity$225,000web exposure (portal coding error) plus compromised account and extortionRisk analysis; Impermissible use or disclosure
May 30, 2025Comstar, LLCVendor$75,000ransomwareRisk analysis
May 28, 2025BayCare Health SystemCovered entity$800,000insider misuse (former staff credentials at affiliated practice)Risk management; Activity review and audit controls; Access controls and termination; Policies, procedures and training
May 15, 2025Vision Upright MRICovered entity$5,000unsecured PACS serverRisk analysis; Breach notification (late or missing)
April 25, 2025Comprehensive Neurology, PCCovered entity$25,000ransomwareRisk analysis
April 23, 2025PIH Health, Inc.Covered entity$600,000phishing (45 email accounts)Risk analysis; Breach notification (late or missing); Impermissible use or disclosure
April 17, 2025Guam Memorial Hospital AuthorityCovered entity$25,000ransomware plus later hackingRisk analysis
April 10, 2025Northeast Radiology, P.C.Covered entity$350,000unauthorized access to PACS serverRisk analysis
March 21, 2025Health Fitness CorporationVendor$227,816web exposure (server misconfiguration indexed by crawlers)Risk analysis
March 6, 2025Oregon Health & Science UniversityCovered entity$200,000right of access delayRight of access
February 20, 2025Warby Parker, Inc.Covered entity$1,500,000credential stuffingRisk analysis; Risk management; Activity review and audit controls
January 15, 2025Northeast Surgical Group, P.C.Covered entity$10,000ransomware with exfiltrationRisk analysis
January 15, 2025South Broward Hospital District d/b/a Memorial Healthcare SystemCovered entity$60,000right of access delayRight of access
January 14, 2025Solara Medical Supplies, LLCCovered entity$3,000,000phishing (8 email accounts) plus misaddressed notice lettersRisk analysis; Risk management; Breach notification (late or missing)
January 8, 2025USR Holdings, LLCVendor$337,750database intrusion with deletion of ePHIRisk analysis; Activity review and audit controls; Contingency and backup
January 7, 2025Virtual Private Network Solutions, LLCVendor$90,000ransomwareRisk analysis
January 7, 2025Elgon Information SystemsVendor$80,000ransomware via open firewall portsRisk analysis
December 10, 2024Inmediata Health Group, LLCCovered entity$250,000web exposure (PHI indexed by search engines)Risk analysis; Activity review and audit controls; Impermissible use or disclosure
December 5, 2024Children's Hospital ColoradoCovered entity$548,265phishing (MFA disabled; users granted mailbox access)Risk analysis; Policies, procedures and training
December 3, 2024Gulf Coast Pain Consultants, LLC d/b/a Clearway Pain Solutions InstituteCovered entity$1,190,000insider (former contractor access)Risk analysis; Activity review and audit controls; Access controls and termination
November 26, 2024Holy Redeemer Family MedicineCovered entity$35,581impermissible disclosure to employer (reproductive health)Impermissible use or disclosure
November 19, 2024Rio Hondo Community Mental Health CenterCovered entity$100,000right of access delayRight of access
MeasureNovember 8, 2025 to November 7, 2026November 8, 2024 to November 7, 2025
Actions announced1325
Total amounts$4,082,750$10,341,412
Median amount$245,000$200,000
Against business associates26
Cite a risk analysis failure1019
Followed ransomware78
Right of access cases33
Started from a breach report915

What OCR cited, by year

Counted by announcement year. An action can cite several findings. Safeguards (general), cited once in 2025 and once in 2026, is not shown.

Finding2026 (to November 7)20252024
Actions122115
Risk analysis10169
Impermissible use or disclosure533
Breach notice late or missing450
Right of access234
Policies, procedures and training211
Activity review and audit controls136
Access controls and termination113
Risk management032
No business associate agreement002
Contingency and backup011

The description gap, year by year

OCR's written description of a breach appears only once the case is closed. All 746 open reports in our download have none, and 7,146 of the 7,331 closed reports have one. Share of each year's reports with a description, and how the described reports differ from the rest, as of November 7, 2026.

Reported inShare with a descriptionMedian people, describedMedian people, not yetHacking, describedHacking, not yetVendor flagged, describedVendor flagged, not yet
202397.0%7,45711,52781.5%81.8%37.5%27.3%
202486.9%6,70118,18280.9%93.8%29.8%30.9%
202561.8%4,0007,78776.2%88.4%41.7%24.5%
202631.5%2,8965,38566.3%94.4%64.8%21.8%

As of November 7, 2026, reports from 2018 to 2022 are 98 to 100% described, which suggests the gap narrows as OCR closes older cases. Until it does, recent figures drawn from the descriptions lean toward smaller cases (a lower median every year shown) and, from 2024 on, toward fewer hacking incidents. This page uses them only for the closed-case figures below, which describe mostly 2018 to 2024.

What OCR's closed-case descriptions say

We labeled OCR's descriptions of closed cases with keyword rules and checked them by hand against 260 cases, a 200-case sample used to tune the rules plus a 60-case holdout scored before the final fixes. On the holdout, the rules matched the hand labels exactly in 85% of cases for attack type, 97% for vendor involvement and 98% for OCR's outcome. These figures describe mostly 2018 to 2024; see the gap above.

  • Hacking appears in 46% of described cases from 2018 and 82% from 2023.
  • Ransomware is named in 26 to 32% of described cases each year from 2020 to 2024.
  • OCR's write-ups name the attack method less often than they used to, in 81% of hacking descriptions in 2018 and 52% in 2023. Recent shares for specific attack types are likely undercounts, because many descriptions say only "cyberattack" or "hacking incident."
  • From 2018 to 2023, the descriptions place the incident at a business associate or vendor, or say one caused it, in about a third of described cases (32.7%), covering about half of the people affected (52.9%).
  • In the 867 described phishing or email compromise cases from 2018 to 2023, the write-ups name training or retraining in 69% and multifactor authentication in 3%. That is what OCR wrote down, not a full list of what organizations did.
  • Only 0.7% of described closed cases from 2018 to 2026 (35 of 5,014) mention a resolution agreement, corrective action plan or civil money penalty, and 86.5% say the organization took corrective actions before OCR closed the case. The portal text is not a full enforcement record, because a settlement can be announced years after a case is described.

The longer view, 2018 to 2026

Context for the last two years, with OCR enforcement actions counted by announcement year.

YearActionsTotalMedianAgainst vendorsCite risk analysisFollowed ransomwareRight of access
201810$25.7 million$442,0002300
201911$15.3 million$1.6 million1702
202019$13.6 million$70,00016011
202114$6.0 million$67,50002012
202222$2.2 million$40,00001017
202313$4.2 million$100,0003614
202415$9.1 million$240,0000964
202521$8.3 million$182,00061683
2026 (to November 7)12$4.0 million$282,50021072

From 2020 to 2022 most actions were small right of access cases; since 2024 most cite the risk analysis and many follow ransomware. 2018 includes Anthem's $16 million. Large breach reports by full year were 369 in 2018, 663 in 2020, 718 in 2022, 741 in 2024 and 811 in 2025, with hacking rising from 45% of reports in 2018 to 81% in 2025.

How we built and checked the data

  • Breaches. The official CSV and Excel exports of both portal tabs, Under Investigation (746 reports) and Archive (7,331 reports), downloaded November 7, 2026, and compared row by row with an independent scripted download: every row matched.
  • Enforcement. 137 HIPAA resolution agreements and civil money penalties announced from January 2018 to October 2026, from OCR's enforcement list. Amounts and dates for 2024 to 2026 were checked on the live HHS pages or HHS's official archive, and the findings against the HHS release text; 2018 to 2023 were checked against archived copies of the HHS pages and the live list.
  • Counting. Breaches by the date the report reached OCR (the only date the portal gives); enforcement by announcement date. "People affected" is the count the portal showed on November 7, 2026. The portal covers breaches of 500 or more people.
  • Refresh. We repeat this every quarter, and recent figures will change as OCR posts late reports and closes cases.

Sources

Briefings summarize public sources in our own words and link to the originals. They are for awareness and are not legal or compliance advice. If you want to know how any of this applies to your organization, ask us.

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